We previously noted in our March 31, 2022 alert that the U.S. Securities and Exchange Commission (SEC or Commission) held an open meeting on March 30,…
Flame Acquisition Files Proxy on Sable Deal
Flame Acquisition in a proxy filing outlines its proposed merger with Sable Offshore, a Nova Scotia-based natural gas exploration consortium. A date for the shareholder vote…
SEC adopts new rules to enhance investor protections in SPACs – Financial Regulation News – Financial Regulation News
SEC adopts new rules to enhance investor protections in SPACs – Financial Regulation News Financial Regulation News Source: SEC adopts new rules to enhance investor protections…
SEC Adopts New SPAC Rules – The National Law Review
SEC Adopts New SPAC Rules The National Law Review Source: SEC Adopts New SPAC Rules – The National Law Review
SEC Approves Final SPAC Rules | Vinson & Elkins LLP – JDSupra – JD Supra
SEC Approves Final SPAC Rules | Vinson & Elkins LLP – JDSupra JD Supra Source: SEC Approves Final SPAC Rules | Vinson & Elkins LLP –…
SEC Approves Final SPAC Rules
On January 24, 2024, the U.S. Securities and Exchange Commission (“SEC”) approved final rules relating to special purpose acquisition companies (“SPACs”). The final rules follow…
S-1/A – Maitong Sunshine Cultural Development Co., Ltd (0002003750) (Filer)
Filed: 2024-01-26 AccNo: 0001213900-24-006799 Size: 1 MB Source: S-1/A – Maitong Sunshine Cultural Development Co., Ltd (0002003750) (Filer)
NYSE Warns RCF Acquisition of Potential Delisting
RCF Acquisition said it was notified by the NYSE that the company is not in compliance with the continued listing standards that require it to…
Edify Acquisition Wins 6-Month Extension
Edify Acquisition in a regulatory filing said shareholders approved extending the SPAC’s deal deadline to July 20, which will be 3 1/2 years post-IPO. This…
PepperLime Health to Shut Down
PepperLime Health Acquisition said in an 8-K that because it missed its deadline for completing a deal, it will redeem shares and shutter operations. No…
Northern Star Investment II Will Liquidate, But Continue as a Corporate Entity
Northern Star Investment II announced that because it will not be able to complete a deal by its Jan. 28 deadline, it will liquidate the…
Psyence Biomedical Approved to List on Nasdaq After Completing Merger with Newcourt Acquisition
Newcourt Acquisition closed its combination with psychedelic medicine company Psyence, which begins trading today on the Nasdaq under the new ticker symbol PBM. The SPAC’s shareholders approved the…
Deep Medicine Shareholders Approve TruGolf Merger
Deep Medicine Acquisition in an 8-K disclosed results that shareholders overwhelmingly approved a business combination with TruGolf, a golf simulator company. Redemptions of 378,744 shares at…
Today's top business headlines: Solid GDP numbers, SEC cracks down on SPACs, and Panera settles a lawsuit – Fast Company
Today’s top business headlines: Solid GDP numbers, SEC cracks down on SPACs, and Panera settles a lawsuit Fast Company Source: Today’s top business headlines: Solid GDP…
(PDF) Which companies go public via SPACs? The role of private equity and venture capital financing – ResearchGate
(PDF) Which companies go public via SPACs? The role of private equity and venture capital financing ResearchGate Source: (PDF) Which companies go public via SPACs? The…
SPAC to avoid $1.5M SEC fine for failing to disclose pre-IPO merger talks – Compliance Week
SPAC to avoid $1.5M SEC fine for failing to disclose pre-IPO merger talks Compliance Week Source: SPAC to avoid .5M SEC fine for failing to disclose…
S-1/A – Nuvve Holding Corp. (0001836875) (Filer)
Filed: 2024-01-26 AccNo: 0001213900-24-006663 Size: 55 MB Source: S-1/A – Nuvve Holding Corp. (0001836875) (Filer)
S-1MEF – Aptose Biosciences Inc. (0000882361) (Filer)
Filed: 2024-01-25 AccNo: 0001193125-24-015759 Size: 123 KB Source: S-1MEF – Aptose Biosciences Inc. (0000882361) (Filer)
S-1MEF – ArriVent Biopharma, Inc. (0001868279) (Filer)
Filed: 2024-01-25 AccNo: 0001104659-24-006807 Size: 77 KB Source: S-1MEF – ArriVent Biopharma, Inc. (0001868279) (Filer)
S-1/A – Innovex Downhole Solutions, Inc. (0001981334) (Filer)
Filed: 2024-01-25 AccNo: 0001193125-24-015570 Size: 7 MB Source: S-1/A – Innovex Downhole Solutions, Inc. (0001981334) (Filer)