Capital Markets Compass | Issue 4

This year-end issue of the Compass includes an overview of a recent conference Katten held regarding developments in cryptocurrency in the capital markets space, led by Mark Wood, national co-head of Katten’s Capital Markets practice. You’ll also see coverage of enforcement action trends in 2022 and the SEC’s guidance regarding their strategic plans over the next few years, our dive into the SEC’s recent adoption of mandatory incentive-based clawback rules and certain other recent and notable developments on the SEC and capital markets front. If you have questions about the Compass or any articles in this issue (or would like a particular topic to be covered in our next issue), please reach out to your Katten contact or to any of the Capital Markets partners listed on the last page of the newsletter. Meanwhile, we wish you a safe, healthy and happy New Year! Please see full Newsletter below for more information.
Source: Capital Markets Compass | Issue 4