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Posted on December 4, 2023

SEC Enforcement Activity: Public Companies and Subsidiaries—FY 2023 Key Trends

The SEC noted cooperation by 69% of public companies and subsidiaries that settled in FY 2023, the third highest of any fiscal year in the Securities Enforcement Empirical Database (SEED). Of the cooperating defendants that settled, 13% had no monetary settlements imposed.
Source: SEC Enforcement Activity: Public Companies and Subsidiaries—FY 2023 Key Trends

By sf-admin

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